Jones, Lloyd Thomas Meldrum
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2011-08-19 | 2012-04-05 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-04-15 | 2015-08-31 | Rep | Advising on securities | 2013-04-15 | 2015-08-31 | Rep | Dealing in futures contracts | 2013-04-15 | 2015-08-31 | Rep | Dealing in securities | 2013-04-15 | 2015-08-31 | Rep | Advising on futures contracts | 2016-05-06 | 2017-02-15 | Rep | Advising on securities | 2016-05-06 | 2017-02-15 | Rep | Dealing in futures contracts | 2016-05-06 | 2017-02-15 | Rep | Dealing in securities | 2016-05-06 | 2017-02-15 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2012-05-25 | 2013-03-27 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-05-25 | 2013-03-27 | Rep | Dealing in securities | 2012-05-25 | 2013-03-27 |
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