Lai, Cheuk Yin (SFC:AFE658) 黎卓賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | |
2 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | |
3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-01-25 | |
4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2005-01-25 | |
5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Automated trading services | 2005-01-25 | |
6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-03-23 | |
7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2005-03-23 | |
8 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2005-03-23 | |
9 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-03-23 | |
10 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-03-23 | |
11 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-30 | |
12 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-06-30 | |
13 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-30 | |
14 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-09-28 | 2009-09-18 |
15 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-09-28 | 2009-09-18 |
16 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-28 | 2009-09-18 |
17 | CLSA LIMITED | Rep | Dealing in securities | 2009-09-21 | 2015-03-21 |
18 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2015-08-18 | 2016-11-22 |
19 | INSTINET PACIFIC LIMITED | Rep | Automated trading services | 2015-08-18 | 2016-11-22 |
20 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2015-08-18 | 2016-11-22 |
21 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-11-23 | 2017-10-11 |
22 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2018-02-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy