Lai, Cheuk Yin (SFC:AFE658) 黎卓賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-11-23 | 2017-10-11 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-01-25 | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-01-25 | Rep | Dealing in futures contracts | 2007-06-30 |
| 3 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2007-06-30 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2007-06-30 |
| 5 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2018-02-06 | |
| 6 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2015-08-18 | 2016-11-22 | Rep | Automated trading services | 2015-08-18 | 2016-11-22 | Rep | Dealing in securities | 2015-08-18 | 2016-11-22 |
| 7 | CLSA LIMITED | Rep | Dealing in securities | 2009-09-21 | 2015-03-21 |
| 8 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-09-28 | 2009-09-18 | Rep | Dealing in securities | 2007-09-28 | 2009-09-18 |
| 9 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-09-28 | 2009-09-18 |
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