Lawlor, Patrick Martin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2010-01-14 | 2014-05-28 | RO | Automated trading services | 2014-05-28 | 2015-11-09 | RO | Dealing in securities | 2014-05-28 | 2015-11-09 | Rep | Automated trading services | 2015-11-09 | 2015-12-01 | Rep | Dealing in securities | 2015-11-09 | 2015-12-01 | Rep | Dealing in securities | 2021-08-03 | 2021-12-16 | RO | Dealing in securities | 2021-12-16 | 2023-09-01 |
| 2 | MACQUARIE CAPITAL LIMITED | RO | Dealing in securities | 2004-07-27 | 2009-06-05 | Rep | Dealing in securities | 2009-06-05 | 2009-10-13 |
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