Lee, Michael Douglas 李嘉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-05-23 | 2008-11-24 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-23 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-06-18 | 2008-11-24 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2009-09-15 | 2012-02-16 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-11 | 2009-09-14 |
| 5 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Dealing in securities | 2024-03-28 | |
| 6 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2013-05-02 | 2020-05-13 | Rep | Dealing in futures contracts | 2013-05-02 | 2024-03-31 | Rep | Dealing in securities | 2013-05-02 | 2024-03-31 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-03-22 | 2007-05-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy