Lewis, Gareth Rhys (SFC:AOX202)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AlTi Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2017-02-20 | 2017-10-16 | Rep | Asset management | 2017-02-20 | 2017-10-16 | RO | Dealing in securities | 2017-08-22 | 2017-10-16 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2009-10-13 | 2014-04-01 |
| 3 | MY.Alpha Management HK Advisors Limited | Rep | Asset management | 2017-11-29 | Rep | Advising on securities | 2022-04-06 |
| 4 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2015-03-09 | 2015-06-24 | Rep | Asset management | 2015-03-09 | 2015-06-24 | Rep | Dealing in securities | 2015-03-09 | 2015-06-24 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-29 | 2008-06-23 | Rep | Dealing in securities | 2007-05-29 | 2009-07-14 |
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