Lo, Ka Ying (SFC:AVK938) 羅嘉盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Asset management | 2018-10-31 | 2020-06-09 |
| 2 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in futures contracts | 2018-10-31 | 2022-09-15 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | RO | 2022-09-15 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2010-07-19 | 2012-11-30 | Robeco Hong Kong Limited | Rep | 2013-04-03 | 2018-08-27 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 2018-10-09 | 2022-09-15 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | RO | 2022-09-15 |
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