Pangali, Pawandeep
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2010-09-09 | 2014-07-09 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-02-27 | 2019-11-14 | Rep | Dealing in futures contracts | 2019-07-09 | 2019-11-14 |
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