Shek, Winnie Po Wan 石寶雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2011-01-03 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-10-10 | 2008-12-22 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2005-02-15 | Rep | Advising on securities | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Dealing in securities | 2008-12-22 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-10-12 | 2010-12-06 | Rep | Dealing in securities | 2009-10-12 | 2010-12-06 |
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