Stewart, James Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2010-05-25 | 2012-01-17 | UBS SECURITIES ASIA LIMITED | Rep | 2014-03-18 | 2014-08-09 |
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