Wenham, James Alexander Scott
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2010-05-20 | 2018-12-29 |
| 2 | Liquidnet Asia Limited | Rep | Automated trading services | 2020-09-14 | Rep | Dealing in securities | 2020-09-14 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2019-01-22 | 2019-11-05 | Rep | Advising on securities | 2019-02-01 | 2019-11-05 |
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