Baratte, Nicolas Guy Gabriel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2012-12-24 | 2019-08-21 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2011-08-11 | 2012-12-24 |
| 3 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2011-01-03 | 2011-07-07 | Rep | Dealing in securities | 2011-01-03 | 2011-07-07 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2019-08-26 | 2024-03-14 |
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