Chan, Yan (SFC:AOB250) 陳茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2012-03-16 | 2012-08-20 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2008-11-25 | 2012-01-16 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2022-10-24 | Rep | Asset management | 2022-10-24 | Rep | Dealing in securities | 2022-10-24 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2006-12-05 | 2008-10-25 |
| 5 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-09-11 | 2019-03-11 | Rep | Asset management | 2012-09-12 | 2019-03-11 | Rep | Dealing in securities | 2012-09-12 | 2019-09-30 | RO | Advising on securities | 2019-03-11 | 2019-09-30 | RO | Asset management | 2019-03-11 | 2019-09-30 | RO | Advising on securities | 2019-10-01 | 2021-03-02 | RO | Asset management | 2019-10-01 | 2021-03-02 | Rep | Dealing in securities | 2019-10-01 | 2022-09-27 | Rep | Advising on securities | 2021-03-02 | 2022-09-27 | Rep | Asset management | 2021-03-02 | 2022-09-27 |
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