Imazu, Nanako
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2012-12-17 | 2012-12-17 | Rep | Dealing in securities | 2012-12-17 | 2013-11-01 | Rep | Dealing in securities | 2023-09-08 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-08-31 | 2012-12-17 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-03-23 | 2015-03-25 | Rep | Dealing in securities | 2016-01-19 | 2016-01-22 | Rep | Dealing in securities | 2017-02-27 | 2017-03-01 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2018-12-07 | 2021-06-22 | Rep | Dealing in securities | 2018-12-07 | 2021-06-22 |
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