Leung, Richard Chi Wing 梁志榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2009-09-28 | 2012-11-30 |
| 2 | FACTORIAL MANAGEMENT LIMITED | Rep | Asset management | 2018-07-13 | 2019-03-24 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2007-11-09 | 2008-11-26 |
| 4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2009-07-13 | 2009-09-18 |
| 5 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-03-11 | 2016-06-22 | Rep | Asset management | 2013-03-11 | 2016-06-22 | Rep | Dealing in securities | 2013-03-11 | 2016-06-22 |
| 6 | Torq Capital Management (HK) Limited | Rep | Asset management | 2016-11-07 | 2018-01-15 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-03-13 | 2009-04-17 |
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