Lim, Tay Her 林泰禾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2006-05-23 | 2010-10-18 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-10-05 | 2012-01-16 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2013-11-08 | 2018-01-09 | Rep | Asset management | 2013-11-08 | 2018-01-09 |
| 4 | Japaninvest (Hong Kong) Limited | Rep | Advising on securities | 2013-04-16 | 2013-10-29 |
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