Mui, Kin Wai 梅建偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-09-27 | 2012-06-13 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-01-11 | 2019-08-14 | Rep | Asset management | 2016-05-20 | 2019-08-14 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2019-08-14 |
| 4 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Asset management | 2019-05-30 | 2019-10-03 | Rep | Dealing in securities | 2019-05-30 | 2019-10-03 | RO | Asset management | 2019-10-03 | 2021-03-13 | RO | Dealing in securities | 2019-10-03 | 2021-03-13 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-01-11 | 2016-10-10 |
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