Shi, Jialong 史家龙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Advising on securities | 2012-12-17 | 2014-01-10 |
2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2011-02-14 | 2012-12-17 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2014-01-29 | 2015-07-24 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-02-12 | 2011-01-01 | Rep | Advising on securities | 2015-10-22 |
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