Wang, Cong (SFC:ATW842) 王聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2011-06-07 | 2011-12-30 |
| 2 | Morgan Stanley Asia Limited | Rep | Asset management | 2012-03-30 | 2022-12-19 | Rep | Dealing in securities | 2012-03-30 | 2022-12-19 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-10-02 | 2011-05-23 |
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