Wong, Yim (SFC:AFU666) 王艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Advising on securities | 2012-12-24 | 2020-11-30 |
2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2006-10-09 | 2012-12-24 |
3 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2003-05-20 | Rep | Advising on securities | 2003-05-20 | Rep | Asset management | 2003-05-20 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2003-07-28 | 2006-09-07 |
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