How, Sze Ming 侯思明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2004-12-23
CCB INTERNATIONAL CAPITAL LIMITED Rep 2005-01-17 2006-05-25
ICEA CAPITAL LIMITED Rep 2006-06-09 2009-04-01
ICEA CAPITAL ASIA LIMITED Rep 2007-05-02 2008-09-30
ICBC INTERNATIONAL CAPITAL LIMITED Rep 2009-04-09 2010-02-18
CMB International Capital Holdings Corporation Limited RO 2010-04-08 2011-05-05
CMB International Capital Limited RO 2010-09-07 2015-06-30
Yi Shun Da Capital Limited RO 2015-11-04 2016-01-10
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep 2016-03-14 2016-04-28
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED RO 2016-04-28 2021-08-30
Patrons Capital Limited RO 2023-01-16
2 HAITONG INTERNATIONAL CAPITAL LIMITED Rep Advising on securities 2004-01-08
3 CCB INTERNATIONAL CAPITAL LIMITED Rep Dealing in securities 2005-01-17 2006-05-25
ICEA CAPITAL LIMITED Rep 2006-06-09 2009-04-01
ICBC INTERNATIONAL CAPITAL LIMITED Rep 2009-04-09 2010-02-18
CMB International Capital Holdings Corporation Limited RO 2010-04-08 2011-05-05
CMB International Capital Limited RO 2010-09-07 2015-06-30
Yi Shun Da Capital Limited RO 2015-11-04 2016-01-10
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep 2016-03-14 2016-04-28
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED RO 2016-04-28 2021-08-30

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