Ng, Sai Leung (SFC:AFM666) 吳世良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2006-06-01 | 2010-03-09 | Rep | Dealing in securities | 2006-07-04 | 2010-03-09 | RO | Advising on corporate finance | 2010-03-09 | 2010-08-29 | RO | Dealing in securities | 2010-03-09 | 2010-08-29 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2010-09-15 | 2010-10-20 | Rep | Dealing in securities | 2010-09-15 | 2010-10-20 | RO | Advising on corporate finance | 2010-10-20 | 2015-01-18 | RO | Dealing in securities | 2010-10-20 | 2015-01-18 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-01-08 | Rep | Advising on corporate finance | 2004-04-30 |
| 4 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Advising on corporate finance | 2004-05-07 | 2006-05-21 | Rep | Advising on securities | 2004-05-07 | 2006-05-21 |
| 5 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2019-09-09 | |
| 6 | SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2019-09-09 | |
| 7 | VBG Capital Limited | RO | Advising on corporate finance | 2015-01-23 | 2019-08-23 | RO | Dealing in securities | 2015-01-23 | 2019-08-23 |
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