Chen, Yiqing (SFC:AWE362) 陳一晴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | APlus Partners Asset Management Limited | Rep | Advising on securities | 2020-09-01 | 2020-09-02 | Rep | Asset management | 2020-09-01 | 2020-09-02 | RO | Advising on securities | 2020-09-02 | 2022-04-22 | RO | Asset management | 2020-09-02 | 2022-04-22 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-07-28 | 2020-08-01 | Rep | Asset management | 2015-07-28 | 2020-08-01 | Rep | Dealing in securities | 2015-07-28 | 2020-08-01 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-01-20 | 2015-07-14 | Rep | Dealing in securities | 2014-01-20 | 2015-07-14 | Rep | Advising on securities | 2015-06-15 | 2015-07-14 |
| 4 | CMB International Capital Limited | Rep | Advising on corporate finance | 2010-10-29 | 2014-01-04 | Rep | Dealing in securities | 2010-10-29 | 2014-01-04 |
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