Lau, Nim Kei 劉念琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-07-29 | 2010-11-14 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2010-12-20 | 2015-10-15 | Rep | Dealing in securities | 2010-12-20 | 2015-10-15 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2010-10-19 | 2010-11-14 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-15 | 2010-06-21 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-15 | 2010-06-21 |
| 6 | Minerva Advisory Global Capital Limited | RO | Advising on corporate finance | 2016-05-19 | 2017-05-20 |
| 7 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2017-07-20 | 2017-08-01 | Rep | Dealing in securities | 2017-07-20 | 2022-05-31 | RO | Advising on corporate finance | 2017-08-01 | 2022-05-31 | Rep | Advising on corporate finance | 2024-03-13 | Rep | Dealing in securities | 2024-03-13 |
| 8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-05-10 | 2009-05-06 |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-05-10 | 2009-05-06 |
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