Pun, Yiu 潘瑶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-07-13 | 2016-12-20 | Rep | Advising on securities | 2015-07-13 | 2016-12-20 | Rep | Dealing in securities | 2015-07-13 | 2016-12-20 |
| 2 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2010-05-18 | 2010-09-09 | Rep | Dealing in securities | 2010-05-18 | 2010-09-09 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2010-09-15 | 2012-12-01 | Rep | Dealing in securities | 2010-09-15 | 2012-12-01 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-09-26 | 2015-06-27 |
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