Wu, Alfred Kin San 胡健生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2010-02-26 | 2010-09-20 | Rep | Dealing in securities | 2010-02-26 | 2010-09-20 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2010-09-20 | 2013-05-09 | Rep | Dealing in securities | 2010-09-20 | 2013-05-09 |
| 3 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-20 | |
| 4 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-04-20 | 2016-06-20 | RO | Advising on corporate finance | 2016-06-20 |
| 5 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2014-08-22 | 2015-07-22 | Rep | Dealing in securities | 2015-04-16 | 2015-07-22 | RO | Advising on corporate finance | 2015-07-22 | 2016-04-10 | RO | Dealing in securities | 2015-07-22 | 2016-04-10 |
| 6 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-06-04 | 2014-07-19 |
| 7 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-04-09 | 2010-02-19 | Rep | Dealing in securities | 2009-04-09 | 2010-02-19 |
| 8 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-09-27 | 2008-09-30 |
| 9 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-09-27 | 2009-04-01 | Rep | Dealing in securities | 2007-09-27 | 2009-04-01 |
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