Yang, Peng (SFC:AUG860) 楊鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2010-01-04 | 2010-09-09 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2010-09-15 | 2015-06-13 | Rep | Dealing in securities | 2010-09-15 | 2015-06-13 |
| 3 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2018-12-19 | 2021-06-20 |
| 4 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-12-19 | 2019-02-12 | RO | Advising on corporate finance | 2019-02-12 | 2021-06-20 |
| 5 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-07-20 | 2018-03-22 | RO | Advising on corporate finance | 2018-03-22 | 2018-11-28 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-20 | 2016-05-04 | RO | Dealing in securities | 2016-05-04 | 2017-12-05 | Rep | Dealing in securities | 2017-12-05 | 2018-11-28 |
| 7 | Zero2IPO Capital Limited | RO | Advising on corporate finance | 2021-11-03 | |
| 8 | Zero2IPO Securities Limited | Rep | Dealing in securities | 2021-12-01 |
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