Shung, Kwok Yin 宋國彥

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2003-12-06 2006-05-22
2 CINDA INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2019-07-12 2019-12-06
RO Dealing in futures contracts 2019-12-06 2023-03-20
3 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2019-06-11 2019-12-06
RO Dealing in securities 2019-12-06 2023-03-20
RO Advising on securities 2022-07-04 2023-03-20
4 CMB International Capital Holdings Corporation Limited Rep Dealing in securities 2010-07-12 2011-05-05
5 CMB International Insurance Consultancy Co., Limited RO Dealing in futures contracts 2010-11-01 2012-05-09
6 CMB International Securities Limited RO Dealing in securities 2010-08-31 2014-08-25
7 Minerva Holding Financial Securities Limited Rep Dealing in securities 2018-07-24 2019-01-30
RO Dealing in securities 2019-01-30 2019-04-03
8 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2014-09-02 2018-07-18
9 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2014-09-02 2018-07-18
10 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Advising on corporate finance 2003-12-03
Rep Advising on securities 2003-12-03
Rep Asset management 2003-12-03
Rep Dealing in securities 2003-12-04
11 Tung Shing Futures (Brokers) Limited Rep Dealing in futures contracts 2009-10-20 2010-06-28
12 Tung Shing Securities (Brokers) Limited Rep Dealing in securities 2009-10-20 2010-06-28
13 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2007-09-21 2008-12-01
Rep Dealing in securities 2007-09-21 2008-12-01

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