Lam, King Wu 林景湖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2016-06-10 | 2016-12-09 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-05-18 | 2011-05-20 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-18 | 2011-05-20 |
| 4 | CMB International Insurance Consultancy Co., Limited | Rep | Dealing in futures contracts | 2011-08-12 | 2011-12-16 |
| 5 | CMB International Securities Limited | Rep | Dealing in securities | 2011-08-12 | 2014-11-05 |
| 6 | Donghai International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-10-15 | 2019-12-04 | RO | Dealing in securities | 2019-12-04 | 2020-06-02 |
| 7 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in futures contracts | 2016-12-23 | 2017-07-31 | Rep | Dealing in securities | 2016-12-23 | 2017-07-31 | Rep | Asset management | 2017-02-15 | 2019-09-16 | Rep | Advising on securities | 2017-07-31 | 2019-09-16 | RO | Dealing in futures contracts | 2017-07-31 | 2019-09-16 | RO | Dealing in securities | 2017-07-31 | 2019-09-16 | RO | Advising on futures contracts | 2018-08-07 | 2019-09-16 | RO | Automated trading services | 2019-08-09 | 2019-09-16 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-05-15 | 2016-05-07 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-05-15 | 2016-05-07 |
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