Tung, Shun 董淳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2009-05-27 | 2009-09-22 | RO | Dealing in securities | 2009-09-22 | 2011-07-28 |
| 2 | CMB International Global Markets Limited | RO | Dealing in securities | 2016-06-24 | 2017-11-17 |
| 3 | CMB International Securities Limited | RO | Dealing in securities | 2010-06-15 | 2014-07-30 | Rep | Dealing in securities | 2014-07-30 | 2016-06-17 | RO | Dealing in securities | 2016-06-17 | 2017-11-17 | Rep | Advising on securities | 2017-11-02 | 2017-11-17 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in securities | 2009-05-18 |
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