Zhu, Qizhi 朱奇志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Asset Management Limited | RO | Advising on securities | 2010-05-26 | 2013-04-12 | RO | Asset management | 2010-05-26 | 2013-04-12 |
| 2 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2009-06-17 | 2009-07-15 | RO | Dealing in securities | 2009-07-15 | 2011-05-05 |
| 3 | CMB International Securities Limited | RO | Dealing in securities | 2010-06-15 | 2013-04-12 |
| 4 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2005-04-20 | 2008-06-12 | RO | Asset management | 2008-06-12 | 2009-06-01 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-25 | Rep | Advising on securities | 2003-04-25 | Rep | Asset management | 2003-04-25 | Rep | Dealing in securities | 2003-05-07 | Rep | Automated trading services | 2003-04-25 | 2003-05-07 | RO | Automated trading services | 2003-05-07 | 2003-08-26 | RO | Dealing in securities | 2003-05-07 | 2009-06-01 |
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