Ho, Kin Bor 何建波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI Bullion Company Limited | Rep | Automated trading services | 2003-10-28 | 2004-04-28 | Rep | Dealing in securities | 2003-10-28 | 2005-11-07 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in futures contracts | 2005-11-07 |
| 3 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-08 | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in securities | 2005-11-07 | Rep | Dealing in futures contracts | 2005-10-13 | 2005-11-07 |
| 4 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-02-25 | 2010-11-16 |
| 5 | CMB International Securities Limited | Rep | Dealing in securities | 2010-10-05 | 2011-12-31 |
| 6 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-03 | 2010-02-17 |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-03 | 2010-02-17 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-02-27 | 2012-05-12 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-01-13 | 2012-05-12 |
| 10 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-03-31 | 2016-02-29 | Rep | Dealing in securities | 2014-03-31 | 2016-02-29 |
| 11 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-07-04 | 2023-03-12 |
| 12 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-04 | 2023-03-12 |
| 13 | M&F Asset Management Limited | Rep | Dealing in securities | 2023-03-20 | 2023-08-11 |
| 14 | Ping An Securities (Hong Kong) Futures Company Limited | Rep | Dealing in futures contracts | 2012-05-17 | 2012-05-24 |
| 15 | Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-05-17 | 2012-05-24 |
| 16 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2013-08-26 | 2013-11-15 |
| 17 | Rifa Securities Limited | Rep | Dealing in securities | 2013-08-26 | 2013-11-15 |
| 18 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2023-09-15 | 2023-09-21 | Rep | Dealing in futures contracts | 2023-09-21 | 2023-09-21 |
| 19 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-06-01 | 2012-11-24 |
| 20 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-11-22 | 2008-10-01 |
| 21 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-22 | 2008-10-01 |
| 22 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2013-05-22 | 2013-08-03 |
| 23 | Success Securities Limited | Rep | Dealing in securities | 2012-12-04 | 2013-08-03 |
| 24 | XinKong International Securities Limited | Rep | Dealing in futures contracts | 2016-03-24 | 2018-06-29 | Rep | Dealing in securities | 2016-03-24 | 2018-06-29 |
| 25 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-11-29 | 2014-03-31 |
| 26 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-11-29 | 2014-03-31 |
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