Ho, Kin Bor 何建波

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI Bullion Company Limited Rep Automated trading services 2003-10-28 2004-04-28
Rep Dealing in securities 2003-10-28 2005-11-07
2 BOCI COMMODITIES & FUTURES LIMITED Rep Advising on futures contracts 2003-09-08
Rep Asset management 2003-09-08
Rep Dealing in futures contracts 2005-11-07
3 BOCI SECURITIES LIMITED Rep Advising on corporate finance 2003-09-08
Rep Advising on securities 2003-09-08
Rep Asset management 2003-09-08
Rep Dealing in securities 2005-11-07
Rep Dealing in futures contracts 2005-10-13 2005-11-07
4 CMB International Capital Holdings Corporation Limited Rep Dealing in securities 2010-02-25 2010-11-16
5 CMB International Securities Limited Rep Dealing in securities 2010-10-05 2011-12-31
6 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-10-03 2010-02-17
7 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2008-10-03 2010-02-17
8 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2012-02-27 2012-05-12
9 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2012-01-13 2012-05-12
10 Huarong International Securities Limited Rep Dealing in futures contracts 2016-03-24 2018-06-29
Rep Dealing in securities 2016-03-24 2018-06-29
11 IMPERIUM INTERNATIONAL SECURITIES LIMITED Rep Dealing in futures contracts 2014-03-31 2016-02-29
Rep Dealing in securities 2014-03-31 2016-02-29
12 KGI ASIA LIMITED Rep Dealing in securities 2018-07-04 2023-03-12
13 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2018-07-04 2023-03-12
14 M&F Asset Management Limited Rep Dealing in securities 2023-03-20 2023-08-11
15 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Rep Dealing in futures contracts 2012-05-17 2012-05-24
16 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2012-05-17 2012-05-24
17 Rifa Futures Limited Rep Dealing in futures contracts 2013-08-26 2013-11-15
18 Rifa Securities Limited Rep Dealing in securities 2013-08-26 2013-11-15
19 SINOPAC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2023-09-15 2023-09-21
Rep Dealing in futures contracts 2023-09-21 2023-09-21
20 Soochow Securities International Brokerage Limited Rep Dealing in securities 2012-06-01 2012-11-24
21 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2005-11-22 2008-10-01
22 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2005-11-22 2008-10-01
23 Success Futures and Foreign Exchange Limited Rep Dealing in futures contracts 2013-05-22 2013-08-03
24 Success Securities Limited Rep Dealing in securities 2012-12-04 2013-08-03
25 ZHONGTAI INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2013-11-29 2014-03-31
26 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2013-11-29 2014-03-31

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