Ho, Kin Bor 何建波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI Bullion Company Limited | Rep | Automated trading services | 2003-10-28 | 2004-04-28 | Rep | Dealing in securities | 2003-10-28 | 2005-11-07 |
2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in futures contracts | 2005-11-07 |
3 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-08 | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in securities | 2005-11-07 | Rep | Dealing in futures contracts | 2005-10-13 | 2005-11-07 |
4 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-02-25 | 2010-11-16 |
5 | CMB International Securities Limited | Rep | Dealing in securities | 2010-10-05 | 2011-12-31 |
6 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-03 | 2010-02-17 |
7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-03 | 2010-02-17 |
8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-02-27 | 2012-05-12 |
9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-01-13 | 2012-05-12 |
10 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2016-03-24 | 2018-06-29 | Rep | Dealing in securities | 2016-03-24 | 2018-06-29 |
11 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-03-31 | 2016-02-29 | Rep | Dealing in securities | 2014-03-31 | 2016-02-29 |
12 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-07-04 | 2023-03-12 |
13 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-04 | 2023-03-12 |
14 | M&F Asset Management Limited | Rep | Dealing in securities | 2023-03-20 | 2023-08-11 |
15 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-05-17 | 2012-05-24 |
16 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-05-17 | 2012-05-24 |
17 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2013-08-26 | 2013-11-15 |
18 | Rifa Securities Limited | Rep | Dealing in securities | 2013-08-26 | 2013-11-15 |
19 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2023-09-15 | 2023-09-21 | Rep | Dealing in futures contracts | 2023-09-21 | 2023-09-21 |
20 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-06-01 | 2012-11-24 |
21 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-11-22 | 2008-10-01 |
22 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-22 | 2008-10-01 |
23 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2013-05-22 | 2013-08-03 |
24 | Success Securities Limited | Rep | Dealing in securities | 2012-12-04 | 2013-08-03 |
25 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-11-29 | 2014-03-31 |
26 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-11-29 | 2014-03-31 |
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