Lam, Yim (SFC:AQA846) 林艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-06-14 | Rep | Dealing in securities | 2017-06-14 |
| 2 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2007-11-26 | 2010-11-16 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | 2017-05-26 |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2010-09-24 | 2017-05-26 |
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