Pang, Kwok Pan 彭國彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2012-02-22 | 2016-05-03 | Rep | Dealing in futures contracts | 2013-01-18 | 2016-05-03 |
| 2 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-06-17 | 2010-11-16 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2010-09-24 | 2012-02-05 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-05-13 | 2020-03-17 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-05-13 | 2020-03-17 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2009-09-15 | 2010-06-04 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2010-06-04 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-03-27 |
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