Wu, Nanzi 伍南紫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2009-05-15 | 2010-11-16 |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2010-10-05 | 2015-08-09 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-25 | 2009-05-12 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-05-12 | 2017-11-23 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-05-12 | 2017-11-23 |
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