Yang, Shufen 楊淑芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-06-04 | 2010-11-16 |
| 2 | CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-16 | 2022-02-07 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2010-09-24 | |
| 4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-18 | 2010-03-31 |
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