Wang, Julius 王哲身
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bravia Capital Advisors (HK) Limited | RO | Advising on securities | 2016-10-12 | 2017-10-31 | RO | Dealing in securities | 2016-10-12 | 2017-10-31 |
| 2 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-10-13 | 2024-01-13 | Rep | Asset management | 2022-10-13 | 2024-01-13 |
| 3 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2006-06-28 | 2009-08-31 | Rep | Asset management | 2006-06-28 | 2009-08-31 | RO | Advising on securities | 2019-08-05 | 2022-04-05 | RO | Asset management | 2019-08-05 | 2022-04-05 | RO | Dealing in securities | 2019-08-05 | 2022-04-05 |
| 4 | IVORY CAPITAL PRIVATE LIMITED | Rep | Advising on securities | 2024-02-14 | |
| 5 | RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2005-07-19 | 2006-05-01 | RO | Asset management | 2005-07-19 | 2006-05-01 |
| 6 | SAIL ADVISORS LIMITED | RO | Asset management | 2004-05-17 | 2005-03-08 | RO | Advising on securities | 2004-12-06 | 2005-03-08 |
| 7 | Samena Capital Hong Kong Limited | RO | Advising on securities | 2009-09-01 | 2013-08-16 | RO | Asset management | 2009-09-01 | 2013-08-16 |
| 8 | TCW ASIA LIMITED | Rep | Dealing in securities | 2013-12-06 | 2015-05-31 |
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