Wong, Lo Suen 黃璐旋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-01-28 | 2008-08-15 |
| 2 | China Galaxy International Asset Management (Hong Kong) Co., Limited | Rep | Advising on securities | 2013-11-28 | 2013-12-19 | Rep | Asset management | 2013-11-28 | 2013-12-19 | RO | Advising on securities | 2013-12-19 | RO | Asset management | 2013-12-19 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-11-28 | |
| 4 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2010-08-25 | 2010-12-09 | RO | Asset management | 2010-12-09 | 2013-11-01 | RO | Advising on securities | 2012-02-01 | 2013-11-01 |
| 5 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2009-02-04 | 2010-07-27 | Rep | Asset management | 2009-03-04 | 2010-07-27 |
| 6 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2008-09-12 | 2008-09-30 |
| 7 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2008-09-12 | 2008-09-30 |
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