Chan, Yim Yim 陳艷艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-11-04 | 2003-12-22 |
| 2 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2003-12-29 | 2005-06-01 |
| 3 | TIS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-06-13 | 2007-01-31 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | 2007-08-10 | 2009-04-30 |
| 5 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2009-05-12 | 2014-05-29 |
| 6 | CMS CAPITAL (HK) CO., LIMITED | RO | Asset management | 2010-02-03 | 2017-03-17 |
| 7 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2013-12-04 | 2015-08-03 |
| 8 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | RO | Asset management | 2014-05-29 | 2017-03-17 |
| 9 | China Sunrise Asset Management Limited | Rep | Asset management | 2017-04-20 | 2017-05-18 |
| 10 | China Sunrise Asset Management Limited | Rep | Advising on securities | 2017-04-20 | 2017-10-30 |
| 11 | China Sunrise Asset Management Limited | Rep | Dealing in securities | 2017-04-20 | 2017-10-30 |
| 12 | China Sunrise Asset Management Limited | RO | Asset management | 2017-05-18 | 2021-05-18 |
| 13 | China Sunrise Asset Management Limited | RO | Advising on securities | 2017-10-30 | 2021-05-18 |
| 14 | China Sunrise Asset Management Limited | RO | Dealing in securities | 2017-10-30 | 2021-05-18 |
| 15 | China Sunrise Securities (International) Limited | RO | Advising on securities | 2019-08-20 | 2021-05-18 |
| 16 | China Sunrise Securities (International) Limited | RO | Dealing in securities | 2019-08-20 | 2021-05-18 |
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