Lau, Kwan Ho (SFC:ALB117) 劉君豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2014-10-08 | 2015-03-27 | Rep | Asset management | 2014-10-08 | 2015-03-27 | Rep | Advising on securities | 2015-05-04 | 2017-05-02 | Rep | Asset management | 2015-05-04 | 2017-05-02 |
| 2 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2010-05-25 | 2014-09-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-08-03 | 2009-02-13 | Rep | Dealing in securities | 2004-08-03 | 2009-02-13 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-08-03 | 2009-02-13 | Rep | Dealing in futures contracts | 2004-08-03 | 2009-02-13 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-12-23 | 2009-02-13 |
| 6 | Primas Asset Management Limited | RO | Asset management | 2018-05-29 | 2019-01-15 |
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