Leung, Peter Ping Tak 梁秉德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Asset Management (Hong Kong) Co., Limited | Rep | Asset management | 2013-10-21 | 2016-04-08 | Rep | Advising on securities | 2013-10-21 | 2020-01-31 | RO | Asset management | 2016-04-08 | RO | Advising on securities | 2020-01-31 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-10-21 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-11-19 | 2011-01-23 | Rep | Asset management | 2010-11-19 | 2011-01-23 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-19 | 2011-01-23 |
| 5 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | 2011-10-17 | 2013-10-04 |
| 6 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2010-02-02 | 2010-10-25 | Rep | Asset management | 2011-02-09 | 2013-10-04 |
| 7 | CMS CAPITAL (HK) CO., LIMITED | Rep | Asset management | 2008-08-08 | 2010-10-25 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-01-21 | 2008-05-10 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2007-05-16 | 2008-05-10 | Rep | Dealing in securities | 2007-05-16 | 2008-05-10 |
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