Leung, Peter Ping Tak 梁秉德

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 RHB SECURITIES HONG KONG LIMITED Rep Advising on securities 2007-05-16 2008-05-10
2 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2007-05-16 2008-05-10
3 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2008-01-21 2008-05-10
4 CMS CAPITAL (HK) CO., LIMITED Rep Asset management 2008-08-08 2010-10-25
5 CMS ASSET MANAGEMENT (HK) CO., LIMITED Rep Asset management 2010-02-02 2010-10-25
6 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Advising on securities 2010-11-19 2011-01-23
7 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Asset management 2010-11-19 2011-01-23
8 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2010-11-19 2011-01-23
9 CMS ASSET MANAGEMENT (HK) CO., LIMITED Rep Asset management 2011-02-09 2013-10-04
10 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Asset management 2011-10-17 2013-10-04
11 China Galaxy International Securities (Hong Kong) Co., Limited Rep Dealing in securities 2013-10-21
12 China Galaxy International Asset Management (Hong Kong) Co., Limited Rep Asset management 2013-10-21 2016-04-08
13 China Galaxy International Asset Management (Hong Kong) Co., Limited Rep Advising on securities 2013-10-21 2020-01-31
14 China Galaxy International Asset Management (Hong Kong) Co., Limited RO Asset management 2016-04-08
15 China Galaxy International Asset Management (Hong Kong) Co., Limited RO Advising on securities 2020-01-31

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