Lau, Diana Siu Lan 劉小蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Securities Group Limited | Rep | Dealing in securities | 2010-11-01 | 2011-12-21 | Rep | Dealing in futures contracts | 2011-08-08 | 2011-12-21 |
| 2 | CVP Securities Limited | Rep | Dealing in securities | 2006-05-12 | 2007-03-18 | Rep | Dealing in securities | 2007-06-01 | 2010-10-22 | Rep | Dealing in futures contracts | 2008-08-05 | 2010-10-22 |
| 3 | Matrix Securities Limited | RO | Dealing in securities | 2014-02-24 | 2014-07-31 |
| 4 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2012-01-19 | 2012-03-16 | Rep | Dealing in securities | 2012-01-19 | 2012-03-16 | RO | Dealing in futures contracts | 2012-03-16 | 2014-01-21 | RO | Dealing in securities | 2012-03-16 | 2014-01-21 | Rep | Asset management | 2012-04-12 | 2012-04-16 | RO | Advising on futures contracts | 2012-05-18 | 2014-01-21 | RO | Advising on securities | 2012-05-18 | 2014-01-21 | Rep | Advising on futures contracts | 2014-08-04 | 2014-09-12 | Rep | Advising on securities | 2014-08-04 | 2014-09-12 | Rep | Dealing in futures contracts | 2014-08-04 | 2014-09-12 | Rep | Dealing in securities | 2014-08-04 | 2014-09-12 | Rep | Asset management | 2014-08-04 | 2024-04-08 | RO | Advising on futures contracts | 2014-09-12 | RO | Advising on securities | 2014-09-12 | RO | Dealing in futures contracts | 2014-09-12 | RO | Dealing in securities | 2014-09-12 | RO | Asset management | 2024-04-08 |
| 5 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-28 | 2007-05-18 |
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