Tsui, Chi Man (SFC:AAA736) 徐志文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Open Asset Management Limited | RO | Advising on securities | 2003-11-21 | 2018-12-31 |
| 2 | Open Securities Limited | Rep | Dealing in securities | 2003-09-10 | 2003-11-21 | RO | Dealing in securities | 2003-11-21 | 2018-12-31 | RO | Advising on securities | 2004-08-13 | 2018-12-31 |
| 3 | TSE'S SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-04 | Rep | Advising on securities | 2003-09-04 | Rep | Asset management | 2003-09-04 | Rep | Dealing in securities | 2003-09-10 |
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