Wang, Leping 王樂平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2008-07-18 | 2009-07-13 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-06-13 | 2008-05-05 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-06-13 | 2008-05-05 |
| 4 | GF Asset Management (Hong Kong) Limited | RO | Advising on securities | 2012-02-22 | 2013-03-25 | RO | Asset management | 2012-02-22 | 2013-03-25 |
| 5 | LOTUS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-02-24 | RO | Asset management | 2023-02-24 |
| 6 | Open Asset Management Limited | RO | Asset management | 2011-03-08 | 2012-02-08 | RO | Advising on securities | 2011-10-07 | 2012-02-08 |
| 7 | Silver Spring Capital Management Limited | RO | Asset management | 2009-10-30 | 2010-09-03 |
| 8 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2013-12-19 | 2016-10-31 | RO | Asset management | 2013-12-19 | 2016-10-31 |
| 9 | ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | RO | Dealing in securities | 2016-11-07 | 2021-09-08 |
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