Wu, Raymond Teh Sen 吳德生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | RO | Dealing in securities | 2007-03-20 | 2008-01-10 | Rep | Advising on securities | 2007-06-28 | 2008-01-10 |
| 2 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2010-06-17 | 2010-06-29 | Rep | Advising on securities | 2010-06-17 | 2010-08-09 | RO | Dealing in securities | 2010-06-29 | 2011-07-15 | RO | Advising on securities | 2010-08-09 | 2011-07-15 |
| 3 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2008-07-09 | 2009-01-31 |
| 4 | Open Asset Management Limited | Rep | Asset management | 2011-08-29 | 2012-12-31 |
| 5 | Open Securities Limited | Rep | Dealing in securities | 2009-03-10 | 2010-06-11 | Rep | Advising on securities | 2009-05-14 | 2010-06-11 | Rep | Advising on securities | 2011-07-18 | 2012-12-31 | Rep | Dealing in securities | 2011-07-18 | 2012-12-31 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2013-01-10 | 2013-03-12 | Rep | Dealing in securities | 2013-01-10 | 2013-03-12 | Rep | Asset management | 2013-01-10 | 2024-05-31 | RO | Advising on securities | 2013-03-12 | 2024-05-31 | RO | Dealing in securities | 2013-03-12 | 2024-05-31 | Rep | Dealing in futures contracts | 2016-09-07 | 2024-05-31 |
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