Tam, William Chi Kwong 譚志光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2017-11-15 | 2021-08-31 |
| 2 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2015-10-23 | 2015-11-26 | RO | Dealing in securities | 2015-11-26 | 2021-08-31 | RO | Advising on securities | 2016-07-14 | 2021-08-31 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2007-07-10 | 2007-09-08 |
| 4 | Lucion International Asset Management Limited | Rep | Advising on securities | 2023-03-20 | 2023-07-31 | Rep | Asset management | 2023-03-20 | 2023-07-31 |
| 5 | North Beta International Securities Limited | Rep | Dealing in securities | 2010-11-22 | 2010-12-31 | RO | Dealing in securities | 2010-12-31 | 2011-10-31 |
| 6 | PRIME COURAGE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-11-07 | 2011-11-16 | RO | Dealing in securities | 2011-11-16 | 2015-09-14 |
| 7 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-06-04 | 2010-07-17 |
| 8 | Rifa Securities Limited | Rep | Dealing in securities | 2008-06-26 | 2009-05-14 | RO | Dealing in securities | 2009-05-14 | 2010-07-17 |
| 9 | TANG PING KONG LIMITED | Rep | Advising on corporate finance | 2004-02-02 | Rep | Advising on securities | 2004-02-02 | Rep | Asset management | 2004-02-02 | Rep | Dealing in securities | 2007-06-30 | Rep | Dealing in securities | 2008-03-11 | 2008-06-01 |
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