Chan, Wai Chi (SFC:AHF464) 陳慧芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-09-19 | 2009-05-07 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2003-07-25 | 2004-07-13 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-03-21 | 2006-03-14 |
| 4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-07-21 | Rep | Advising on securities | 2003-07-21 | Rep | Asset management | 2003-07-21 | Rep | Dealing in securities | 2004-07-13 |
| 5 | North Beta International Securities Limited | Rep | Dealing in securities | 2009-08-17 | 2013-11-13 |
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