Lee, Axel Syng 李陞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-01-29 | 2010-02-27 |
| 2 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2009-01-29 | 2010-02-27 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-01-29 | 2010-02-27 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-11-18 | |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-28 | |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-08-28 | Rep | Dealing in securities | 2015-08-28 |
| 7 | North Beta International Securities Limited | Rep | Dealing in securities | 2010-03-17 | 2011-12-27 |
| 8 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-12 | 2015-08-17 |
| 9 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2012-02-03 | 2015-08-17 |
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