Lee, Johanne Joanshien 李中興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspenwood Capital Limited | Rep | Advising on securities | 2020-11-05 | 2021-05-07 | Rep | Asset management | 2020-11-05 | 2021-05-07 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-01-02 | 2009-04-01 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-02 | 2009-04-01 |
| 4 | Honghu Capital Management Limited | Rep | Asset management | 2023-02-13 | 2023-03-23 | RO | Asset management | 2023-03-23 |
| 5 | North Beta International Securities Limited | Rep | Dealing in securities | 2009-07-23 | 2013-01-01 |
| 6 | RSI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-08-11 | 2018-05-04 | RO | Asset management | 2018-05-04 | 2018-12-17 |
| 7 | Sinostar Asset Management Limited | RO | Advising on securities | 2022-02-09 | 2023-01-04 | RO | Asset management | 2022-02-09 | 2023-01-04 |
| 8 | Vantage New Generation Securities Limited | Rep | Dealing in securities | 2013-01-10 | 2016-12-06 | Rep | Advising on securities | 2015-04-13 | 2016-12-06 |
| 9 | WEST BULL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-30 | 2019-05-22 | RO | Asset management | 2018-07-26 | 2020-10-23 | RO | Dealing in securities | 2019-05-22 | 2020-10-23 | RO | Advising on securities | 2020-07-06 | 2020-10-23 |
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